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A Tale of Corporate Hijackings, and Two Stings: Amogear and CitySide

A Tale of Corporate Hijackings, and Two Stings:  Amogear and CitySide | Securities Lawyer | Scoop.it
In July of last year, the Securities and Exchange Commission, the U.S. Attorney for the District of Massachusetts, and the Federal Bureau of Investigation brought charges against five individuals whose attempt to manipulate shares of Amogear Inc. w...
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Can Regulation A+ Be Used For a Shelf Offering?

Can Regulation A+ Be Used For a Shelf Offering? | Securities Lawyer | Scoop.it
Amended Regulation A or Regulation A+ allows issuers to conduct continuous or delayed offerings under pursuant to Rule 251(d)(3). Continuous or delayed offerings are also known as shelf offerings. Shelf offerings are often used in going public tr...
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Amateur Golfer Convicted of Securities Fraud - Going Public Attorney

Amateur Golfer Convicted of Securities Fraud - Going Public Attorney | Securities Lawyer | Scoop.it
  On June 17, 20-15, a federal jury convicted amateur golfer, Eric McPhail and Douglas Parigian. McPhail was convicted of conspiracy and securities fraud for his role in an insider trading ring that traded on inside information about American...
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Going Public Lawyer- DPO Attorney- Brenda Hamilton

Going Public Lawyer- DPO Attorney- Brenda Hamilton | Securities Lawyer | Scoop.it
Going public transactions can be structured numerous ways. The going public process is a complicated & intricate procedure, and it is important to have an experienced securities attorney to help your company navigate through the process and ...
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Going Public - Regulation A+ - IPO Alternative

Going Public - Regulation A+ - IPO Alternative | Securities Lawyer | Scoop.it
Regulation A+ is designed to facilitate smaller companies’ access to capital by providing an alternative to direct public offerings/DPO's and initial public offerings/IPO's.  Regulation A+’s new rules provide investors with more investmen...
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Foreign Issuers - Going Public Attorneys

Foreign companies going public in the United States must file a registration statement covering a class of securities pursuant to the Securities Exchange Act of 1934, as amended (“Exchange Act”) if the class of securities will be listed on a ...
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Exchange Act Registration & Going Public For Foreign Issuers

Exchange Act Registration & Going Public For Foreign Issuers | Securities Lawyer | Scoop.it
Going Public LawyerForeign companies going public in the United States must file a registration statement covering a class of securities pursuant to the Securities Exchange Act of 1934, as amended (“Exchange Act”) if the class of securities will be listed on a United States national securities exchange such as Nasdaq. A foreign private issuer must register a class of equity securities under... Read MoreGoing Public Lawyer
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When Can Public Companies Use Social Media? Going Public Lawyers

When Can Public Companies Use Social Media? Going Public Lawyers | Securities Lawyer | Scoop.it
[caption id="attachment_19753" align="aligncenter" width="1000"] Social Media is OK - Securities Lawyer 101[/caption] Securities Lawyer 101 Blog The use of social media is a growing concern with new exemptions that allow issuers to engage in gene...
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Smooth Sailing For General Solicitation Under Rule 506

Smooth Sailing For General Solicitation Under Rule 506 | Securities Lawyer | Scoop.it
Securities Lawyer 101 Blog Rule 506(c) fundamentally changes how private placements will be conducted, by allowing issuers to engage in general solicitation and advertising if they comply with the Rule's specific requirements.  The advantages o...
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What Rules Apply to Investor Relations Activity?

What Rules Apply to Investor Relations Activity? | Securities Lawyer | Scoop.it
Investor relations or stock promotion involves the dissemination of information about a public company to increase its stock price and trading volume. The person who publishes this information  is sometimes referred to as a “Stock Promoter
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Form 10 Registration Statements -The Going Public Lawyers

Form 10 Registration Statements -The Going Public Lawyers | Securities Lawyer | Scoop.it
Securities Law 101 Blog Registration Statements on Form 10 ("Form 10") register a class of securities under Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”).  Unlike securities registered under the Securities Act of...
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Going Public: Pros and Cons- Going Public Lawyers

Going Public: Pros and Cons- Going Public Lawyers | Securities Lawyer | Scoop.it
Going Public 101 Blog A Going Public Lawyer is an important part of the overall going public process.   A Going Public Lawyer in the beginning of the process assists the issuer in structuring its transaction the most time and cost effective way t...
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The Laws That Apply To Going Public & Public Companies

The Laws That Apply To Going Public & Public Companies | Securities Lawyer | Scoop.it
.The first laws that apply to going public transactions are contained in the Securities Act of 1933 (the "Securities Act"). The Securities Act was followed by the Securities Exchange Act of 1934 (the "Exchange Act"). Going Public attorneys must be...
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Regulation A+ Offering Circulars On Form 1-A

Regulation A+ Offering Circulars On Form 1-A | Securities Lawyer | Scoop.it
On March 25, 2015, the Securities and Exchange Commission (“SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act. These amendments included revamping Form 1-A for Regulation A offerings. Amended...
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Amateur Golfer Convicted of Securities Fraud – Going Public Attorney

Amateur Golfer Convicted of Securities Fraud – Going Public Attorney | Securities Lawyer | Scoop.it
Going Public Lawyer
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Amateur Golfer Convicted of Securities Fraud - Going Public Attorney

Amateur Golfer Convicted of Securities Fraud - Going Public Attorney | Securities Lawyer | Scoop.it
  On June 17, 20-15, a federal jury convicted amateur golfer, Eric McPhail and Douglas Parigian. McPhail was convicted of conspiracy and securities fraud for his role in an insider trading ring that traded on inside information about American...
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Going Public – Regulation A+ – IPO Alternative

Going Public – Regulation A+ – IPO Alternative | Securities Lawyer | Scoop.it
Going Public LawyerRegulation A+ is designed to facilitate smaller companies’ access to capital by providing an alternative to direct public offerings/DPO s and initial public offerings/IPO s.  Regulation A+’s new rules provide investors with more investment choices and issuers with more capital raising options during their going public transactions.  Regulation A+ provides a workable alternative to an initial public offering/IPO by allowing companies to raise capital without... Read MoreGoing Public Lawyer
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Form 10 Registration State v Form S-1 Registration Statement

Form 10 Registration State v Form S-1 Registration Statement | Securities Lawyer | Scoop.it
Form S-1 registration statements provide issuers with flexibility in going public transactions.  A registration statement on Form S-1 can be used to register specific securities for a company to sell to investors and specific shares for the compa...
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The Role of The Going Public Attorney - Securities Lawyer 101

The Role of The Going Public Attorney - Securities Lawyer 101 | Securities Lawyer | Scoop.it
The role of the going public attorney is one of the most important in the going public process.  The going public attorneys at Hamilton & Associates Law Group have provided private companies with their going public solutions for over 15 ...
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Exchange Act Registration & Going Public For Foreign Issuers

Foreign companies going public in the United States must file a registration statement covering a class of securities pursuant to the Securities Exchange Act of 1934, as amended (“Exchange Act”) if the class of securities will be listed on a Un...
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What Is Schedule 14-C? Going Public Lawyers

What Is Schedule 14-C? Going Public Lawyers | Securities Lawyer | Scoop.it
Securities Lawyer 101 Blog A Schedule 14-C attorney prepares a proxy statement when a public company holds its stockholders' meeting each year and when the issuer holds special meetings to vote on corporate actions such as name changes and merge...
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Spam 101 l Securities Lawyer 101 Blog

Spam 101 l Securities Lawyer 101 Blog | Securities Lawyer | Scoop.it
Securities Lawyer 101 Blog Spam is unsolicited information--usually cast in the form of an advertisement--that is sent to a large number of recipients electronically.  Spam may take the form of an email or a series of message board postings. Th...
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The Exchange Act Lawyer's Role In Going Public Matters

The Exchange Act Lawyer's Role In Going Public Matters | Securities Lawyer | Scoop.it
Securities Lawyer 101 Form 10 registration statements and Exchange Act reporting are required by Securities Exchange Act of 1934 (the “Securities Exchange Act”) under certain circumstances. Exchange Act reporting follows going public transac...
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Registration Statement Attorneys - IPO-DPO

Registration Statement Attorneys - IPO-DPO | Securities Lawyer | Scoop.it
Securities Lawyer 101 Blog Many private companies are unable to locate an underwriter prior to filing a registration statement to go public.  Registration statement attorneys often recommend that issuers use of a resale registration statement whe...
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The Laws That Apply To Going Public & Public Companies

The Laws That Apply To Going Public & Public Companies | Securities Lawyer | Scoop.it
The first laws that apply to going public transactions are contained in the Securities Act of 1933 (the "Securities Act"). The Securities Act was followed by the Securities Exchange Act of 1934 (the "Exchange Act"). Going Public attorneys must be ...
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