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FINRA Fines 5 ING Affiliates for Email Violations | Compliance Insights

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Can this happen to your firm? If so Patrina can help

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Cloud Based Email Archiving - Technology Articles Daily

Cloud Based Email Archiving - Technology Articles Daily | Records archiving | Scoop.it
The third party email archiving solution is immensely needed by almost any business nowadays.
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A must have requirement for FINRA and SEC firms. Patrina provides fully compliant and cost effective solutions for your email archiving needs. For more information on email archiving or on how to implement an effective social media campaign please send me a message.

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Social Media Compliance: Clarity Or Confusion?

Social Media Compliance: Clarity Or Confusion? | Records archiving | Scoop.it
The SEC and Finra have issued more guidance to help advisors properly use social media. (#socialmedia #FINRA Social Media Compliance: Clarity Or Confusion?
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A year later and we still hear the same questions regarding Social Media use in the Financial Sector. If your unsure how to effectively use social media at your firm I will be more than happy to give you a few tips.

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The False Promise of Pinterest for Financial Services | Social Media ...

Whereas platforms such as Twitter and Facebook are more mature and have APIs that permit the management and archiving through Social Media Management Systems (SMMS) such as Socialware, Sprinklr and Buddy ...
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The E-Discovery Question: Email Archiving Vs. Email Audit - Business 2 Community

The E-Discovery Question: Email Archiving Vs. Email Audit - Business 2 Community | Records archiving | Scoop.it
Business 2 CommunityThe E-Discovery Question: Email Archiving Vs. Email AuditBusiness 2 CommunityThe phrase 'third-party' is used a lot in business.
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Social Media Archiving & eDiscovery; Archiving Social Media For Business 2013

Social Media Archiving & eDiscovery; Archiving Social Media For Business 2013 | Records archiving | Scoop.it
Does your business have a social media policy for 2013 that is currently archived, retrievable and ready for any eDiscovery requests? Social media for business shows interesting trends entering the new year.
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Is your business using social media? Some great stats on usage, best practices and a link to some sample social media policies.

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Symform Forecasts Top 6 Cloud and Storage Predictions for 2013 - Marketwire (press release)

Symform Forecasts Top 6 Cloud and Storage Predictions for 2013 - Marketwire (press release) | Records archiving | Scoop.it
Symform Forecasts Top 6 Cloud and Storage Predictions for 2013 Marketwire (press release) "Last year, we correctly predicted the continued disparity between local and remote storage costs, along with an increased concern over the high cost and...
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Managing Information Risk and Archiving Social Media - Forbes

Managing Information Risk and Archiving Social Media - Forbes | Records archiving | Scoop.it
Imagine a simple scenario. Jane Doe, a disgruntled employee at a multi-billion dollar mineral spring water company (A), sends out the following tweet from her work station and the marketing department’s Twitter account, which she is authorized to...
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Article worth a repost :Cloud based email archival - safe, effective and efficient

Article worth a repost :Cloud based email archival - safe, effective and efficient | Records archiving | Scoop.it
The most serious of them all is compliance while others such as business continuity, litigation, record of activity etc are nearly as critical.
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Gartner Says by Year-End 2013, Half of All Companies Will Have Been Asked to Produce Material from Social Media Websites for E-Discovery

Although the use of social media in enterprises is on the rise, many organizations do not have comprehensive governance policies in place for its use, according to Gartner, Inc.
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FINRA Renews Push to Oversee Advisers | Compliance Insights

FINRA Renews Push to Oversee Advisers | Compliance Insights | Records archiving | Scoop.it
But last week a FINRA official offered a very public view of why investment advisers should warm to the idea of its oversight: FINRA and other self-regulatory organizations are in an ideal position because they are not held ...
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